On May 22, 2000, Aiken executed his PEA with PaineWebber and in consideration therefor, received consideration which the parties agree was in excess of $700,000.00. PaineWebber's obligation to complete the transaction was made contingent on the execution of a Personal Employment Agreement (PEA) by 90 percent of a select group of Bradford members which included Aiken. In April 2000, PaineWebber began implementation of its acquisition of Bradford. Bradford & Co.(Bradford), was employed as branch manager of its Asheville, North Carolina, office. 1997) ("the burden is on the plaintiff to demonstrate that all the requirements of Blackwelder favor granting the preliminary injunction").Īiken, formerly a member of the stock brokerage firm of J.C. Based on the factual allegations set forth in the pleadings and the arguments of counsel during the hearing, and bearing in mind that the burden is on the Plaintiff to prove each of the requirements for a preliminary injunction, the Court makes the following findings of fact. Based on these submissions, the Court entered an order granting the Plaintiff a temporary restraining order, although in a more limited form than requested. 65 and Defendants responded on the same day. On March 6, 2002, Plaintiff filed a motion for a temporary restraining order and preliminary injunction pursuant to Fed.R.Civ.P. Plaintiff's complaint, filed March 5, 2002, seeks injunctive relief against the Defendants Roger H. Based on the preliminary findings and legal conclusion set forth below, the Court will grant Plaintiff's motion and enter a preliminary injunction against the Defendants. After entry of a temporary restraining order, the Court held a hearing on March 12, 2002, on the motion. THIS MATTER came before the Court for a hearing on Plaintiff's motion for a preliminary injunction pending arbitration. Pat Sadler, Sadler & Hovdesven, P.C., Atlanta, GA, for defendants. Anderson, Long, Parker & Warren, P.A., Asheville, NC, J. Zell, Will Hill Tankersley, Kimberly Till Powell, Balch & Bingham LLP, Birmingham, AL, for plaintiff. McNeely, Poyner & Spruill, Charlotte, NC, Lee H. For more information on a particular rating, please visit ubs.com/us/en/designation-disclosures.Roger H. Past performance is no guarantee of future results. nor its employees pay a fee in exchange for these ratings. Accolades can be based on a variety of criteria including assets under management, revenue, compliance record, length of service, client satisfaction, type of clientele and more. Important Information About Auction Rate Securities.Īccolades are independently determined and awarded by their respective publications. Statement of Financial Condition- UBS FSI of Puerto Rico. Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. The featured person is not implying sponsorship or endorsement of UBS or its products and services. In lieu of payment, a donation was made to Simon Kidston’s charity of choice. Simon Kidston: Classic car collector and broker. In lieu of payment, a donation was made to Michael Spence’s charity of choice. Michael Spence: Nobel Laureate in Economic Sciences. Icicle Group, Studio SV and HK Design Centre are not affiliated with UBS Financial Services Inc. The featured person/business is not implying sponsorship or endorsement of UBS or its products and services. In lieu of payment, a donation was made to Bonnie Chan-Woo’s charity of choice. īonnie Woo-Chan: CEO at Icicle Group & Co-Founder of Studio SV, Vice-Chair of HK Design Centre. Please consult the sales restrictions relating to the service in question for further information. Products and services mentioned on these web pages may not be available for residents of certain nations.
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